Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 13, 2021
- Accession no.
- 0001062993-21-012722
- Filed
- Dec 13, 2021
- Trade date
- Dec 8-10, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $4.14M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | GGiftDisposed | −33,680 | $0.00 | $0 | 13,243,063 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −2,236 | $324.54F2 | −$725,671.44 | 13,240,827 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −100 | $325.39 | −$32,539 | 13,240,727 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −197 | $318.52F3 | −$62,748.44 | 13,240,530 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −507 | $319.79F4 | −$162,133.53 | 13,240,023 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −3,293 | $320.68F5 | −$1,055,999.24 | 13,236,730 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −4,864 | $321.63F6 | −$1,564,408.32 | 13,231,866 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −1,655 | $322.60F7 | −$533,903 | 13,230,211 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $324.28 to $325.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $318.03 to $318.81 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $319.04 to $320.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $320.105 to $321.09 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $321.16 to $322.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $322.16 to $323.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.