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Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.(MORN),2021/12/9 申報

申報編號
0001062993-21-012515
申報時間
2021/12/9
交易日
2021/12/7-12/8
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 14 筆非衍生性交易。公開市場賣出合計 $584.9 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mansueto Joseph DCIK 0001324069董事、高階主管(執行董事長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/12/7Common StockS賣出處分−298$316.61F2−$94,349.7813,294,610直接
2021/12/7Common StockS賣出處分−91$318.10F3−$28,947.113,294,519直接
2021/12/7Common StockS賣出處分−507$319.22F4−$161,844.5413,294,012直接
2021/12/7Common StockS賣出處分−3,860$320.34F5−$1,236,512.413,290,152直接
2021/12/7Common StockS賣出處分−1,309$321.07F6−$420,280.6313,288,843直接
2021/12/7Common StockS賣出處分−2,160$322.22F7−$695,995.213,286,683直接
2021/12/7Common StockS賣出處分−1,735$323.21F8−$560,769.3513,284,948直接
2021/12/7Common StockS賣出處分−152$323.99F9−$49,246.4813,284,796直接
2021/12/8Common StockS賣出處分−1,224$319.84F10−$391,484.1613,283,572直接
2021/12/8Common StockS賣出處分−676$320.90F11−$216,928.413,282,896直接
2021/12/8Common StockS賣出處分−790$322.11F12−$254,466.913,282,106直接
2021/12/8Common StockS賣出處分−2,079$323.40F13−$672,348.613,280,027直接
2021/12/8Common StockS賣出處分−2,801$324.39F14−$908,616.3913,277,226直接
2021/12/8Common StockS賣出處分−483$325.07F15−$157,008.8113,276,743直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $316.55 to $316.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $317.585 to $318.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $318.68 to $319.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $319.70 to $320.69 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

The transaction was executed in multiple trades at prices ranging from $320.70 to $321.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

The transaction was executed in multiple trades at prices ranging from $321.70 to $322.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

The transaction was executed in multiple trades at prices ranging from $322.73 to $323.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

The transaction was executed in multiple trades at prices ranging from $323.99 to $324.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

The transaction was executed in multiple trades at prices ranging from $319.47 to $320.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

The transaction was executed in multiple trades at prices ranging from $320.47 to $321.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F12

The transaction was executed in multiple trades at prices ranging from $321.54 to $322.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F13

The transaction was executed in multiple trades at prices ranging from $322.83 to $323.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F14

The transaction was executed in multiple trades at prices ranging from $323.85 to $324.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F15

The transaction was executed in multiple trades at prices ranging from $324.855 to $325.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)