Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 9, 2021
- Accession no.
- 0001062993-21-012515
- Filed
- Dec 9, 2021
- Trade date
- Dec 7-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $5.85M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | SSaleDisposed | −298 | $316.61F2 | −$94,349.78 | 13,294,610 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −91 | $318.10F3 | −$28,947.1 | 13,294,519 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −507 | $319.22F4 | −$161,844.54 | 13,294,012 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −3,860 | $320.34F5 | −$1,236,512.4 | 13,290,152 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,309 | $321.07F6 | −$420,280.63 | 13,288,843 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −2,160 | $322.22F7 | −$695,995.2 | 13,286,683 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −1,735 | $323.21F8 | −$560,769.35 | 13,284,948 | Direct | |
| Dec 7, 2021 | Common Stock | SSaleDisposed | −152 | $323.99F9 | −$49,246.48 | 13,284,796 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −1,224 | $319.84F10 | −$391,484.16 | 13,283,572 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −676 | $320.90F11 | −$216,928.4 | 13,282,896 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −790 | $322.11F12 | −$254,466.9 | 13,282,106 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −2,079 | $323.40F13 | −$672,348.6 | 13,280,027 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −2,801 | $324.39F14 | −$908,616.39 | 13,277,226 | Direct | |
| Dec 8, 2021 | Common Stock | SSaleDisposed | −483 | $325.07F15 | −$157,008.81 | 13,276,743 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $316.55 to $316.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $317.585 to $318.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $318.68 to $319.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $319.70 to $320.69 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $320.70 to $321.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $321.70 to $322.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $322.73 to $323.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $323.99 to $324.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $319.47 to $320.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $320.47 to $321.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $321.54 to $322.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $322.83 to $323.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $323.85 to $324.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $324.855 to $325.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.