Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/7 申報
- 申報編號
- 0001062993-21-012290
- 申報時間
- 2021/12/7
- 交易日
- 2021/12/3-12/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $363.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/3 | Common Stock | S賣出處分 | −432 | $320.15F2 | −$138,304.8 | 13,306,022 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −185 | $321.50F3 | −$59,477.5 | 13,305,837 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −31 | $323.87 | −$10,039.97 | 13,305,806 | 直接 | |
| 2021/12/6 | Common Stock | S賣出處分 | −4,354 | $313.50F4 | −$1,364,979 | 13,301,452 | 直接 | |
| 2021/12/6 | Common Stock | S賣出處分 | −3,933 | $314.76F5 | −$1,237,951.08 | 13,297,519 | 直接 | |
| 2021/12/6 | Common Stock | S賣出處分 | −1,856 | $315.59F6 | −$585,735.04 | 13,295,663 | 直接 | |
| 2021/12/6 | Common Stock | S賣出處分 | −555 | $316.57F7 | −$175,696.35 | 13,295,108 | 直接 | |
| 2021/12/6 | Common Stock | S賣出處分 | −200 | $317.39F8 | −$63,478 | 13,294,908 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $319.97 to $320.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $321.12 to $321.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $313.21 to $314.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $314.23 to $315.18 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $315.23 to $316.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $316.25 to $317.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $317.28 to $317.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。