Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 7, 2021
- Accession no.
- 0001062993-21-012290
- Filed
- Dec 7, 2021
- Trade date
- Dec 3-6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $3.64M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | SSaleDisposed | −432 | $320.15F2 | −$138,304.8 | 13,306,022 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −185 | $321.50F3 | −$59,477.5 | 13,305,837 | Direct | |
| Dec 3, 2021 | Common Stock | SSaleDisposed | −31 | $323.87 | −$10,039.97 | 13,305,806 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −4,354 | $313.50F4 | −$1,364,979 | 13,301,452 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −3,933 | $314.76F5 | −$1,237,951.08 | 13,297,519 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −1,856 | $315.59F6 | −$585,735.04 | 13,295,663 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −555 | $316.57F7 | −$175,696.35 | 13,295,108 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −200 | $317.39F8 | −$63,478 | 13,294,908 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $319.97 to $320.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $321.12 to $321.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $313.21 to $314.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $314.23 to $315.18 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $315.23 to $316.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $316.25 to $317.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $317.28 to $317.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.