Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/1 申報
- 申報編號
- 0001062993-21-011899
- 申報時間
- 2021/12/1
- 交易日
- 2021/11/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $344.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/29 | Common Stock | S賣出處分 | −100 | $311.71 | −$31,171 | 13,343,550 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −181 | $314.30F2 | −$56,888.3 | 13,343,369 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −178 | $315.45F3 | −$56,150.1 | 13,343,191 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −1,313 | $316.59F4 | −$415,682.67 | 13,341,878 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −1,742 | $317.54F5 | −$553,154.68 | 13,340,136 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −3,663 | $318.56F6 | −$1,166,885.28 | 13,336,473 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −2,499 | $319.44F7 | −$798,280.56 | 13,333,974 | 直接 | |
| 2021/11/29 | Common Stock | S賣出處分 | −1,149 | $320.55F8 | −$368,311.95 | 13,332,825 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $313.855 to $314.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $314.96 to $315.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $316.045 to $317.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $317.05 to $318.02 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $318.06 to $319.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $319.06 to $320.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $320.06 to $320.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。