Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Dec 1, 2021
- Accession no.
- 0001062993-21-011899
- Filed
- Dec 1, 2021
- Trade date
- Nov 29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $3.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | SSaleDisposed | −100 | $311.71 | −$31,171 | 13,343,550 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −181 | $314.30F2 | −$56,888.3 | 13,343,369 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −178 | $315.45F3 | −$56,150.1 | 13,343,191 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −1,313 | $316.59F4 | −$415,682.67 | 13,341,878 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −1,742 | $317.54F5 | −$553,154.68 | 13,340,136 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −3,663 | $318.56F6 | −$1,166,885.28 | 13,336,473 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −2,499 | $319.44F7 | −$798,280.56 | 13,333,974 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −1,149 | $320.55F8 | −$368,311.95 | 13,332,825 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $313.855 to $314.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $314.96 to $315.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $316.045 to $317.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $317.05 to $318.02 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $318.06 to $319.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $319.06 to $320.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $320.06 to $320.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.