Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/11/19 申報
- 申報編號
- 0001062993-21-011242
- 申報時間
- 2021/11/19
- 交易日
- 2021/11/17-11/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $457.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/17 | Common Stock | S賣出處分 | −4,042 | $320.74F2 | −$1,296,431.08 | 13,377,209 | 直接 | |
| 2021/11/17 | Common Stock | S賣出處分 | −1,188 | $321.58F3 | −$382,037.04 | 13,376,021 | 直接 | |
| 2021/11/17 | Common Stock | S賣出處分 | −28 | $323.12 | −$9,047.36 | 13,375,993 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −876 | $319.45F4 | −$279,838.2 | 13,375,117 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,662 | $320.59F5 | −$532,820.58 | 13,373,455 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,679 | $321.81F6 | −$540,318.99 | 13,371,776 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,543 | $322.77F7 | −$498,034.11 | 13,370,233 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,427 | $323.88F8 | −$462,176.76 | 13,368,806 | 直接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −1,765 | $324.57F9 | −$572,866.05 | 13,367,041 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $320.25 to $321.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $321.255 to $322.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $319.07 to $319.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $320.13 to $321.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $321.22 to $322.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $322.26 to $323.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $323.2850 to $324.2750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $324.29 to $324.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。