Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 19, 2021
- Accession no.
- 0001062993-21-011242
- Filed
- Nov 19, 2021
- Trade date
- Nov 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $4.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | SSaleDisposed | −4,042 | $320.74F2 | −$1,296,431.08 | 13,377,209 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −1,188 | $321.58F3 | −$382,037.04 | 13,376,021 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −28 | $323.12 | −$9,047.36 | 13,375,993 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −876 | $319.45F4 | −$279,838.2 | 13,375,117 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,662 | $320.59F5 | −$532,820.58 | 13,373,455 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,679 | $321.81F6 | −$540,318.99 | 13,371,776 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,543 | $322.77F7 | −$498,034.11 | 13,370,233 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,427 | $323.88F8 | −$462,176.76 | 13,368,806 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,765 | $324.57F9 | −$572,866.05 | 13,367,041 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $320.25 to $321.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $321.255 to $322.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $319.07 to $319.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $320.13 to $321.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $321.22 to $322.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $322.26 to $323.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $323.2850 to $324.2750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $324.29 to $324.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.