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Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.(MORN),2021/11/15 申報

申報編號
0001062993-21-010841
申報時間
2021/11/15
交易日
2021/11/11-11/12
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $620.2 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mansueto Joseph DCIK 0001324069董事、高階主管(執行董事長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/11Common StockS賣出處分−1,163$312.84F2−$363,832.9213,411,795直接
2021/11/11Common StockS賣出處分−2,825$313.67F3−$886,117.7513,408,970直接
2021/11/11Common StockS賣出處分−5,180$314.76F4−$1,630,456.813,403,790直接
2021/11/11Common StockS賣出處分−1,562$315.53F5−$492,857.8613,402,228直接
2021/11/12Common StockS賣出處分−196$314.10F6−$61,563.613,402,032直接
2021/11/12Common StockS賣出處分−393$315.45F7−$123,971.8513,401,639直接
2021/11/12Common StockS賣出處分−3,094$316.53F8−$979,343.8213,398,545直接
2021/11/12Common StockS賣出處分−2,492$317.43F9−$791,035.5613,396,053直接
2021/11/12Common StockS賣出處分−1,919$318.37F10−$610,952.0313,394,134直接
2021/11/12Common StockS賣出處分−821$319.41F11−$262,235.6113,393,313直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $312.25 to $313.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $313.30 to $314.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $314.32 to $315.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $315.33 to $316.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

The transaction was executed in multiple trades at prices ranging from $313.90 to $314.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

The transaction was executed in multiple trades at prices ranging from $314.98 to $315.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

The transaction was executed in multiple trades at prices ranging from $316.00 to $316.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F9

The transaction was executed in multiple trades at prices ranging from $317.00 to $317.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F10

The transaction was executed in multiple trades at prices ranging from $318.00 to $318.975. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F11

The transaction was executed in multiple trades at prices ranging from $319.01 to $319.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)