Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 15, 2021
- Accession no.
- 0001062993-21-010841
- Filed
- Nov 15, 2021
- Trade date
- Nov 11-12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $6.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | SSaleDisposed | −1,163 | $312.84F2 | −$363,832.92 | 13,411,795 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −2,825 | $313.67F3 | −$886,117.75 | 13,408,970 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −5,180 | $314.76F4 | −$1,630,456.8 | 13,403,790 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −1,562 | $315.53F5 | −$492,857.86 | 13,402,228 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −196 | $314.10F6 | −$61,563.6 | 13,402,032 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −393 | $315.45F7 | −$123,971.85 | 13,401,639 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −3,094 | $316.53F8 | −$979,343.82 | 13,398,545 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −2,492 | $317.43F9 | −$791,035.56 | 13,396,053 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −1,919 | $318.37F10 | −$610,952.03 | 13,394,134 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −821 | $319.41F11 | −$262,235.61 | 13,393,313 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $312.25 to $313.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $313.30 to $314.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $314.32 to $315.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $315.33 to $316.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $313.90 to $314.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $314.98 to $315.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $316.00 to $316.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $317.00 to $317.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $318.00 to $318.975. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $319.01 to $319.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.