Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2023/9/11 申報
- 申報編號
- 0001045810-23-000189
- 申報時間
- 2023/9/11
- 交易日
- 2023/9/7-9/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,361 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/7 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,829,813 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −600 | $453.74F2 | −$272,244 | 7,829,213 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −1,426 | $454.84F3 | −$648,601.84 | 7,827,787 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −2,226 | $455.91F4 | −$1,014,855.66 | 7,825,561 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −7,571 | $456.71F5 | −$3,457,751.41 | 7,817,990 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −5,800 | $457.80F6 | −$2,655,240 | 7,812,190 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −4,368 | $458.77F7 | −$2,003,907.36 | 7,807,822 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −1,100 | $459.56F8 | −$505,516 | 7,806,722 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −2,100 | $461.30F9 | −$968,730 | 7,804,622 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −4,097 | $462.27F10 | −$1,893,920.19 | 7,800,525 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −400 | $462.96F11 | −$185,184 | 7,800,125 | 直接 | |
| 2023/9/8 | Common Stock | M行使選擇權取得 | +118,750 | $4.00 | +$475,000 | 7,918,875 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/7 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 356,248 | 直接 | |
| 2023/9/8 | Common Stock | M行使選擇權處分 | −118,750 | $0.00 | $0 | 237,498 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $453.13 to $454.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $454.20 to $455.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $455.22 to $456.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $456.23 to $457.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $457.27 to $458.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $458.30 to $459.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $459.36 to $459.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $460.79 to $461.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $461.79 to $462.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $462.82 to $463.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 7, 2023, September 8, 2023, and September11, 2023.