Huang Jen Hsun's Form 4 filing
NVIDIA Corp (NVDA) · filed Sep 11, 2023
- Accession no.
- 0001045810-23-000189
- Filed
- Sep 11, 2023
- Trade date
- Sep 7-8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.6M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huang Jen HsunCIK 0001197649 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | MOption exerciseAcquired | +29,688 | $4.00 | +$118,752 | 7,829,813 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −600 | $453.74F2 | −$272,244 | 7,829,213 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −1,426 | $454.84F3 | −$648,601.84 | 7,827,787 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −2,226 | $455.91F4 | −$1,014,855.66 | 7,825,561 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −7,571 | $456.71F5 | −$3,457,751.41 | 7,817,990 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −5,800 | $457.80F6 | −$2,655,240 | 7,812,190 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −4,368 | $458.77F7 | −$2,003,907.36 | 7,807,822 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −1,100 | $459.56F8 | −$505,516 | 7,806,722 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −2,100 | $461.30F9 | −$968,730 | 7,804,622 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −4,097 | $462.27F10 | −$1,893,920.19 | 7,800,525 | Direct | |
| Sep 7, 2023 | Common Stock | SSaleDisposed | −400 | $462.96F11 | −$185,184 | 7,800,125 | Direct | |
| Sep 8, 2023 | Common Stock | MOption exerciseAcquired | +118,750 | $4.00 | +$475,000 | 7,918,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2023 | Common Stock | MOption exerciseDisposed | −29,688 | $0.00 | $0 | 356,248 | Direct | |
| Sep 8, 2023 | Common Stock | MOption exerciseDisposed | −118,750 | $0.00 | $0 | 237,498 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $453.13 to $454.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $454.20 to $455.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $455.22 to $456.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $456.23 to $457.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $457.27 to $458.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $458.30 to $459.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $459.36 to $459.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $460.79 to $461.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $461.79 to $462.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $462.82 to $463.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 7, 2023, September 8, 2023, and September11, 2023.