Burgess Robert K 的 Form 4 申報
NVIDIA Corp（NVDA），2021/11/23 申報
- 申報編號
- 0001045810-21-000169
- 申報時間
- 2021/11/23
- 交易日
- 2021/11/19-11/22
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 19 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $333.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burgess Robert KCIK 0001198782 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/19 | Common Stock | M行使選擇權取得 | +5,082 | $3.62 | +$18,396.84 | 33,222 | 直接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −550 | $326.77F1 | −$179,723.5 | 32,672 | 直接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −805 | $328.28F2 | −$264,265.4 | 31,867 | 直接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −2,681 | $329.09F3 | −$882,290.29 | 29,186 | 直接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −1,046 | $329.86F4 | −$345,033.56 | 28,140 | 直接 | |
| 2021/11/22 | Common Stock | M行使選擇權取得 | +5,082 | $3.62 | +$18,396.84 | 33,222 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −372 | $320.06F5 | −$119,062.32 | 32,850 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −200 | $320.78F6 | −$64,156 | 32,650 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −100 | $322.02 | −$32,202 | 32,550 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −255 | $323.54F7 | −$82,502.7 | 32,295 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −500 | $325.00F8 | −$162,500 | 31,795 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −1,100 | $326.13F9 | −$358,743 | 30,695 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −550 | $326.83F10 | −$179,756.5 | 30,145 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −605 | $327.43F11 | −$198,095.15 | 29,540 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −400 | $328.41F12 | −$131,364 | 29,140 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −600 | $329.88F13 | −$197,928 | 28,540 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −200 | $333.45F14 | −$66,690 | 28,340 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −100 | $335.11 | −$33,511 | 28,240 | 直接 | |
| 2021/11/22 | Common Stock | S賣出處分 | −100 | $337.65F15 | −$33,765 | 28,140 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/19 | Common Stock | M行使選擇權處分 | −5,082 | $0.00 | $0 | 5,082 | 直接 | |
| 2021/11/22 | Common Stock | M行使選擇權處分 | −5,082 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents weighted average sales price. The shares were sold at prices ranging from $326.14 to $327.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $327.54 to $328.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $328.54 to $329.51. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $329.63 to $330.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $319.44 to $320.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $320.72 to $320.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $323.47 to $323.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $324.50 to $325.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $325.60 to $326.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $326.60 to $327.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $327.10 to $327.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $328.25 to $328.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $329.57 to $330.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $333.29 to $333.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $337.62 to $337.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。