Burgess Robert K's Form 4 filing
NVIDIA Corp (NVDA) · filed Nov 23, 2021
- Accession no.
- 0001045810-21-000169
- Filed
- Nov 23, 2021
- Trade date
- Nov 19-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.33M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burgess Robert KCIK 0001198782 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | MOption exerciseAcquired | +5,082 | $3.62 | +$18,396.84 | 33,222 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −550 | $326.77F1 | −$179,723.5 | 32,672 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −805 | $328.28F2 | −$264,265.4 | 31,867 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −2,681 | $329.09F3 | −$882,290.29 | 29,186 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −1,046 | $329.86F4 | −$345,033.56 | 28,140 | Direct | |
| Nov 22, 2021 | Common Stock | MOption exerciseAcquired | +5,082 | $3.62 | +$18,396.84 | 33,222 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −372 | $320.06F5 | −$119,062.32 | 32,850 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −200 | $320.78F6 | −$64,156 | 32,650 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100 | $322.02 | −$32,202 | 32,550 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −255 | $323.54F7 | −$82,502.7 | 32,295 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −500 | $325.00F8 | −$162,500 | 31,795 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −1,100 | $326.13F9 | −$358,743 | 30,695 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −550 | $326.83F10 | −$179,756.5 | 30,145 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −605 | $327.43F11 | −$198,095.15 | 29,540 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −400 | $328.41F12 | −$131,364 | 29,140 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −600 | $329.88F13 | −$197,928 | 28,540 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −200 | $333.45F14 | −$66,690 | 28,340 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100 | $335.11 | −$33,511 | 28,240 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100 | $337.65F15 | −$33,765 | 28,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | MOption exerciseDisposed | −5,082 | $0.00 | $0 | 5,082 | Direct | |
| Nov 22, 2021 | Common Stock | MOption exerciseDisposed | −5,082 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents weighted average sales price. The shares were sold at prices ranging from $326.14 to $327.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $327.54 to $328.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $328.54 to $329.51. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $329.63 to $330.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $319.44 to $320.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $320.72 to $320.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $323.47 to $323.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $324.50 to $325.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $325.60 to $326.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $326.60 to $327.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $327.10 to $327.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $328.25 to $328.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $329.57 to $330.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $333.29 to $333.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $337.62 to $337.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.