Atalaya Capital Management LP 的 Form 4/A 修正申報
修正Navitas Semiconductor Corp（NVTS），2021/10/14 申報
- 申報編號
- 0001041062-21-000182
- 申報時間
- 2021/10/14 17:40 ET
- 交易日
- 2021/10/11
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/10/13
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $1,647 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Atalaya Capital Management LPCIK 0001812285 | 持股 10% 以上大股東 |
| Atalaya Special Purpose Investment Fund LPCIK 0001847424 | 持股 10% 以上大股東 |
| ACM ASOF VII (Cayman) Holdco LPCIK 0001887764 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/11 | Class A Common Stock | P買進取得 | +1,639,051 | $10.05 | +$16,472,462.55 | 3,000,000 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Atalaya Capital Management LP (ACM) is the investment manager of ACM ASOF VII (Cayman) Holdco LP (ASOF). ACM disclaims beneficial ownership over the securities held of record by ASOF except to the extent of its pecuniary interest therein, if any.
- F2
ACM is the investment manager of Atalaya Special Purpose Investment Fund LP (ASPIF). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any.
- F3
On October 13, 2021, the reporting person filed a Form 4 which did not include Atalaya Special Purpose Investment Fund LP as an additional reporting person. This amendment corrects that omission.
- F4
ACM serves as sub-advisor to Corbin ERISA Opportunity Fund, Ltd. (CEOF) and Corbin Opportunity Fund, L.P. (COF), and in such capacity, may be deemed to have beneficial ownership over the securities held directly by CEOF and COF. ACM disclaims beneficial ownership over the securities held of record by CEOF and COF except to the extent of its pecuniary interest therein, if any.