Atalaya Capital Management LP's Form 4/A amendment
AmendedNavitas Semiconductor Corp (NVTS) · filed Oct 14, 2021
- Accession no.
- 0001041062-21-000182
- Filed
- Oct 14, 2021, 5:40 PM ET
- Trade date
- Oct 11, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 13, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $16.5M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Atalaya Capital Management LPCIK 0001812285 | 10% Owner |
| Atalaya Special Purpose Investment Fund LPCIK 0001847424 | 10% Owner |
| ACM ASOF VII (Cayman) Holdco LPCIK 0001887764 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Class A Common Stock | PPurchaseAcquired | +1,639,051 | $10.05 | +$16,472,462.55 | 3,000,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Atalaya Capital Management LP (ACM) is the investment manager of ACM ASOF VII (Cayman) Holdco LP (ASOF). ACM disclaims beneficial ownership over the securities held of record by ASOF except to the extent of its pecuniary interest therein, if any.
- F2
ACM is the investment manager of Atalaya Special Purpose Investment Fund LP (ASPIF). ACM disclaims beneficial ownership over the securities held of record by ASPIF except to the extent of its pecuniary interest therein, if any.
- F3
On October 13, 2021, the reporting person filed a Form 4 which did not include Atalaya Special Purpose Investment Fund LP as an additional reporting person. This amendment corrects that omission.
- F4
ACM serves as sub-advisor to Corbin ERISA Opportunity Fund, Ltd. (CEOF) and Corbin Opportunity Fund, L.P. (COF), and in such capacity, may be deemed to have beneficial ownership over the securities held directly by CEOF and COF. ACM disclaims beneficial ownership over the securities held of record by CEOF and COF except to the extent of its pecuniary interest therein, if any.