Grensteiner Ronald James 的 Form 4 申報
American National Group Inc.（AEL），2022/3/16 申報
- 申報編號
- 0001039828-22-000028
- 申報時間
- 2022/3/16
- 交易日
- 2022/3/14-3/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $110.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Grensteiner Ronald JamesCIK 0001468460 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reporting person executed this transaction in connection with his planned retirement from American Equity. It was executed in multiple trades at prices ranging from $37.92 to $38.71. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.67 to $38.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
表 I 有 1 筆交易的價格引用這則附註。