Grensteiner Ronald James's Form 4 filing
American National Group Inc. (AEL) · filed Mar 16, 2022
- Accession no.
- 0001039828-22-000028
- Filed
- Mar 16, 2022
- Trade date
- Mar 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grensteiner Ronald JamesCIK 0001468460 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person executed this transaction in connection with his planned retirement from American Equity. It was executed in multiple trades at prices ranging from $37.92 to $38.71. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.67 to $38.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Referenced by the price of 1 transaction in Table I.