Charlton Henry L 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2024/8/26 申報
- 申報編號
- 0001035267-24-000224
- 申報時間
- 2024/8/26
- 交易日
- 2024/8/23
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 23 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $1,959 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Charlton Henry LCIK 0001897642 | 高階主管（SVP & Chief Commercial and Mkt） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/23 | Common Stock | M行使選擇權取得 | +2,625 | $166.62 | +$437,377.5 | 26,111 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,625 | $486.85F2 | −$1,277,981.25 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +2,625 | $182.83 | +$479,928.75 | 26,111 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,625 | $486.85F2 | −$1,277,981.25 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +2,414 | $174.26 | +$420,663.64 | 25,900 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,414 | $486.81F3 | −$1,175,159.34 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +1,336 | $174.26 | +$232,811.36 | 24,822 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −1,336 | $486.85F2 | −$650,431.6 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +3,750 | $139.52 | +$523,200 | 27,236 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −3,750 | $486.81F3 | −$1,825,537.5 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +5,203 | $109.49 | +$569,676.47 | 28,689 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −5,203 | $486.84F4 | −$2,533,028.52 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +422 | $109.49 | +$46,204.78 | 23,908 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −422 | $486.81F3 | −$205,433.82 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +468 | $79.64 | +$37,271.52 | 23,954 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −468 | $486.84F4 | −$227,841.12 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +456 | $77.00 | +$35,112 | 23,942 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −456 | $486.84F4 | −$221,999.04 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權取得 | +459 | $59.46 | +$27,292.14 | 23,945 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −459 | $486.84F4 | −$223,459.56 | 23,486 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −6,828 | $486.82F5 | −$3,324,006.96 | 16,658 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −6,828 | $486.86F6 | −$3,324,280.08 | 9,830 | 直接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −6,829 | $486.85F7 | −$3,324,698.65 | 3,001 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/23 | Common Stock | M行使選擇權處分 | −459 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −456 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −468 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −5,203 | $0.00 | $0 | 422 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −422 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −3,750 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −2,625 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −2,414 | $0.00 | $0 | 1,336 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −1,336 | $0.00 | $0 | 0 | 直接 | |
| 2024/8/23 | Common Stock | M行使選擇權處分 | −2,625 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $492.95 as follows: 886 shares sold at $480.29 to $481.00; 578 shares sold at $481.46 to $482.25; 284 shares sold at $482.94 to $483.61; 933 shares sold at $483.95 to $484.73; 467 shares sold at $485.00 to $485.78; 180 shares sold at $486.07 to $486.95; 560 shares sold at $488.11 to $488.74; 1,036 shares sold at $489.35 to $490.35; 488 shares sold at $490.52 to $491.52; 866 shares sold at $491.57 to $492.45; and 308 shares sold at $492.62 to $492.95. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $493.00 as follows: 1,080 shares sold at $480.29 to $481.27; 443 shares sold at $481.40 to $482.25; 199 shares sold at $482.81 to $483.33; 812 shares sold at $483.90 to $484.62; 708 shares sold at $484.91 to $485.78; 559 shares sold at $488.03 to $488.73; 809 shares sold at $489.20 to $490.09; 655 shares sold at $490.22 to $491.21; 948 shares sold at $491.41 to $492.25; and 373 shares sold at $492.62 to $493.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.30 to $493.00 as follows: 836 shares sold at $480.30 to $480.96; 597 shares sold at $481.40 to $482.40; 285 shares sold at $482.45 to $483.37; 784 shares sold at $483.63 to $484.62; 714 shares sold at $484.80 to $485.64; 100 shares sold at $486.95; 476 shares sold at $488.11 to $488.58; 1,034 shares sold at $489.30 to $490.30; 364 shares sold at $490.38 to $491.17; 1,038 shares sold at $491.41 to $492.28; and 358 shares sold at $492.62 to $493.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 4 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $492.62 as follows: 1,134 shares sold at $480.29 to $481.24; 344 shares sold at $481.40 to $482.25; 317 shares sold at $482.69 to $483.61; 832 shares sold at $483.90 to $484.82; 713 shares sold at $485.04 to $485.96; 100 shares sold at $486.95; 755 shares sold at $488.42 to $489.31; 1,198 shares sold at $489.60 to $490.50; 428 shares sold at $490.77 to $491.74; and 1,007 shares sold at $491.79 to $492.62. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.53 to $493.48 as follows: 1,082 shares sold at $480.53 to $481.48; 383 shares sold at $481.63 to $482.25; 342 shares sold at $482.69 to $483.61; 952 shares sold at $483.95 to $484.84; 603 shares sold at $485.01 to $485.64; 488 shares sold at $488.17 to $489.00; 908 shares sold at $489.19 to $490.16; 684 shares sold at $490.22 to $490.97; 958 shares sold at $491.41 to $492.01; 409 shares sold at $492.45 to $493.04; and 19 shares sold at $493.48. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.23 to $493.36 as follows: 939 shares sold at $480.23 to $480.84; 525 shares sold at $481.27 to $482.25; 100 shares sold at $482.45; 1,067 shares sold at $483.58 to $484.58; 542 shares sold at $484.68 to $485.59; 96 shares sold at $485.78; 144 shares sold at $486.91 to $487.14; 588 shares sold at $488.11 to $488.66; 790 shares sold at $489.22 to $490.08; 600 shares sold at $490.28 to $491.22; 1,015 shares sold at $491.37 to $492.05; and 423 shares sold at $492.52 to $493.36. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。