Charlton Henry L's Form 4 filing
Intuitive Surgical Inc (ISRG) · filed Aug 26, 2024
- Accession no.
- 0001035267-24-000224
- Filed
- Aug 26, 2024
- Trade date
- Aug 23, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 23 non-derivative transactions and 10 derivative transactions. Open-market sales total $19.6M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Charlton Henry LCIK 0001897642 | Officer (SVP & Chief Commercial and Mkt) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +2,625 | $166.62 | +$437,377.5 | 26,111 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −2,625 | $486.85F2 | −$1,277,981.25 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +2,625 | $182.83 | +$479,928.75 | 26,111 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −2,625 | $486.85F2 | −$1,277,981.25 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +2,414 | $174.26 | +$420,663.64 | 25,900 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −2,414 | $486.81F3 | −$1,175,159.34 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +1,336 | $174.26 | +$232,811.36 | 24,822 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −1,336 | $486.85F2 | −$650,431.6 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +3,750 | $139.52 | +$523,200 | 27,236 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −3,750 | $486.81F3 | −$1,825,537.5 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +5,203 | $109.49 | +$569,676.47 | 28,689 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −5,203 | $486.84F4 | −$2,533,028.52 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +422 | $109.49 | +$46,204.78 | 23,908 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −422 | $486.81F3 | −$205,433.82 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +468 | $79.64 | +$37,271.52 | 23,954 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −468 | $486.84F4 | −$227,841.12 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +456 | $77.00 | +$35,112 | 23,942 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −456 | $486.84F4 | −$221,999.04 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseAcquired | +459 | $59.46 | +$27,292.14 | 23,945 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −459 | $486.84F4 | −$223,459.56 | 23,486 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −6,828 | $486.82F5 | −$3,324,006.96 | 16,658 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −6,828 | $486.86F6 | −$3,324,280.08 | 9,830 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −6,829 | $486.85F7 | −$3,324,698.65 | 3,001 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −459 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −456 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −468 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −5,203 | $0.00 | $0 | 422 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −422 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −3,750 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −2,625 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −2,414 | $0.00 | $0 | 1,336 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −1,336 | $0.00 | $0 | 0 | Direct | |
| Aug 23, 2024 | Common Stock | MOption exerciseDisposed | −2,625 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $492.95 as follows: 886 shares sold at $480.29 to $481.00; 578 shares sold at $481.46 to $482.25; 284 shares sold at $482.94 to $483.61; 933 shares sold at $483.95 to $484.73; 467 shares sold at $485.00 to $485.78; 180 shares sold at $486.07 to $486.95; 560 shares sold at $488.11 to $488.74; 1,036 shares sold at $489.35 to $490.35; 488 shares sold at $490.52 to $491.52; 866 shares sold at $491.57 to $492.45; and 308 shares sold at $492.62 to $492.95. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 3 transactions in Table I.
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $493.00 as follows: 1,080 shares sold at $480.29 to $481.27; 443 shares sold at $481.40 to $482.25; 199 shares sold at $482.81 to $483.33; 812 shares sold at $483.90 to $484.62; 708 shares sold at $484.91 to $485.78; 559 shares sold at $488.03 to $488.73; 809 shares sold at $489.20 to $490.09; 655 shares sold at $490.22 to $491.21; 948 shares sold at $491.41 to $492.25; and 373 shares sold at $492.62 to $493.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 3 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.30 to $493.00 as follows: 836 shares sold at $480.30 to $480.96; 597 shares sold at $481.40 to $482.40; 285 shares sold at $482.45 to $483.37; 784 shares sold at $483.63 to $484.62; 714 shares sold at $484.80 to $485.64; 100 shares sold at $486.95; 476 shares sold at $488.11 to $488.58; 1,034 shares sold at $489.30 to $490.30; 364 shares sold at $490.38 to $491.17; 1,038 shares sold at $491.41 to $492.28; and 358 shares sold at $492.62 to $493.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 4 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.29 to $492.62 as follows: 1,134 shares sold at $480.29 to $481.24; 344 shares sold at $481.40 to $482.25; 317 shares sold at $482.69 to $483.61; 832 shares sold at $483.90 to $484.82; 713 shares sold at $485.04 to $485.96; 100 shares sold at $486.95; 755 shares sold at $488.42 to $489.31; 1,198 shares sold at $489.60 to $490.50; 428 shares sold at $490.77 to $491.74; and 1,007 shares sold at $491.79 to $492.62. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.53 to $493.48 as follows: 1,082 shares sold at $480.53 to $481.48; 383 shares sold at $481.63 to $482.25; 342 shares sold at $482.69 to $483.61; 952 shares sold at $483.95 to $484.84; 603 shares sold at $485.01 to $485.64; 488 shares sold at $488.17 to $489.00; 908 shares sold at $489.19 to $490.16; 684 shares sold at $490.22 to $490.97; 958 shares sold at $491.41 to $492.01; 409 shares sold at $492.45 to $493.04; and 19 shares sold at $493.48. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $480.23 to $493.36 as follows: 939 shares sold at $480.23 to $480.84; 525 shares sold at $481.27 to $482.25; 100 shares sold at $482.45; 1,067 shares sold at $483.58 to $484.58; 542 shares sold at $484.68 to $485.59; 96 shares sold at $485.78; 144 shares sold at $486.91 to $487.14; 588 shares sold at $488.11 to $488.66; 790 shares sold at $489.22 to $490.08; 600 shares sold at $490.28 to $491.22; 1,015 shares sold at $491.37 to $492.05; and 423 shares sold at $492.52 to $493.36. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.