Rosa David J. 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2024/2/8 申報
- 申報編號
- 0001035267-24-000025
- 申報時間
- 2024/2/8
- 交易日
- 2024/2/7
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $3,142 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rosa David J.CIK 0001519593 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/7 | Common Stock | M行使選擇權取得 | +22,050 | $59.23 | +$1,306,021.5 | 176,299 | 直接 | |
| 2024/2/7 | Common Stock | S賣出處分 | −12,900 | $389.29F2 | −$5,021,841 | 163,399 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權取得 | +22,050 | $57.11 | +$1,259,275.5 | 185,449 | 直接 | |
| 2024/2/7 | Common Stock | S賣出處分 | −12,840 | $389.30F3 | −$4,998,612 | 172,609 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權取得 | +28,125 | $51.02 | +$1,434,937.5 | 200,734 | 直接 | |
| 2024/2/7 | Common Stock | S賣出處分 | −16,150 | $389.23F4 | −$6,286,064.5 | 184,584 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權取得 | +40,500 | $49.09 | +$1,988,145 | 225,084 | 直接 | |
| 2024/2/7 | Common Stock | S賣出處分 | −23,120 | $389.28F5 | −$9,000,153.6 | 201,964 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權取得 | +28,125 | $49.34 | +$1,387,687.5 | 230,089 | 直接 | |
| 2024/2/7 | Common Stock | S賣出處分 | −15,700 | $389.29F6 | −$6,111,853 | 214,389 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/7 | Common Stock | M行使選擇權處分 | −40,500 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權處分 | −28,125 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權處分 | −28,125 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權處分 | −22,050 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/7 | Common Stock | M行使選擇權處分 | −22,050 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,000 shares sold at $386.61 to $387.54; 2,050 shares sold at $387.70 to $388.67; 6,109 shares sold at $388.80 to $389.76; 3,201 shares sold at $389.84 to $390.61; and 540 shares sold at $390.91 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,100 shares sold at $386.61 to $387.54; 1,900 shares sold at $387.70 to $388.67; 5,974 shares sold at $388.80 to $389.75; 3,526 shares sold at $389.84 to $390.79; and 340 shares sold at $390.96 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,712 shares sold at $386.61 to $387.37; 2,350 shares sold at $387.70 to $388.42; 7,354 shares sold at $388.80 to $389.77; 4,094 shares sold at $389.84 to $390.73; and 640 shares sold at $390.91 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $392.00 as follows: 2,057 shares sold at $386.61 to $387.37; 3,377 shares sold at $387.70 to $388.69; 10,942 shares sold at $388.77 to $389.77; 5,904 shares sold at $389.79 to $390.79; 740 shares sold at $390.91 to $391.57; and 100 shares sold at $392.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57as follows: 1,300 shares sold at $386.61 to $387.54; 2,400 shares sold at $387.70 to $388.67; 7,622 shares sold at $388.77 to $389.75; 3,938 shares sold at $389.84 to $390.79; and 440 shares sold at $390.96 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。