Rosa David J.'s Form 4 filing
Intuitive Surgical Inc (ISRG) · filed Feb 8, 2024
- Accession no.
- 0001035267-24-000025
- Filed
- Feb 8, 2024
- Trade date
- Feb 7, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $31.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosa David J.CIK 0001519593 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +22,050 | $59.23 | +$1,306,021.5 | 176,299 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −12,900 | $389.29F2 | −$5,021,841 | 163,399 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +22,050 | $57.11 | +$1,259,275.5 | 185,449 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −12,840 | $389.30F3 | −$4,998,612 | 172,609 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +28,125 | $51.02 | +$1,434,937.5 | 200,734 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −16,150 | $389.23F4 | −$6,286,064.5 | 184,584 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +40,500 | $49.09 | +$1,988,145 | 225,084 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −23,120 | $389.28F5 | −$9,000,153.6 | 201,964 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +28,125 | $49.34 | +$1,387,687.5 | 230,089 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −15,700 | $389.29F6 | −$6,111,853 | 214,389 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −40,500 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −28,125 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −28,125 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −22,050 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −22,050 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,000 shares sold at $386.61 to $387.54; 2,050 shares sold at $387.70 to $388.67; 6,109 shares sold at $388.80 to $389.76; 3,201 shares sold at $389.84 to $390.61; and 540 shares sold at $390.91 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,100 shares sold at $386.61 to $387.54; 1,900 shares sold at $387.70 to $388.67; 5,974 shares sold at $388.80 to $389.75; 3,526 shares sold at $389.84 to $390.79; and 340 shares sold at $390.96 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57 as follows: 1,712 shares sold at $386.61 to $387.37; 2,350 shares sold at $387.70 to $388.42; 7,354 shares sold at $388.80 to $389.77; 4,094 shares sold at $389.84 to $390.73; and 640 shares sold at $390.91 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $392.00 as follows: 2,057 shares sold at $386.61 to $387.37; 3,377 shares sold at $387.70 to $388.69; 10,942 shares sold at $388.77 to $389.77; 5,904 shares sold at $389.79 to $390.79; 740 shares sold at $390.91 to $391.57; and 100 shares sold at $392.00. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $386.61 to $391.57as follows: 1,300 shares sold at $386.61 to $387.54; 2,400 shares sold at $387.70 to $388.67; 7,622 shares sold at $388.77 to $389.75; 3,938 shares sold at $389.84 to $390.79; and 440 shares sold at $390.96 to $391.57. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.