Barratt Craig H 的 Form 4 申報
Intuitive Surgical Inc（ISRG），2023/4/24 申報
- 申報編號
- 0001035267-23-000097
- 申報時間
- 2023/4/24
- 交易日
- 2023/4/21
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $178.8 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barratt Craig HCIK 0001277620 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/21 | Common Stock | M行使選擇權取得 | +2,000 | $41.26 | +$82,520 | 2,000 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −2,000 | $297.92F2 | −$595,840 | 0 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +2,000 | $41.26 | +$82,520 | 2,000 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −2,000 | $297.93F3 | −$595,860 | 0 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權取得 | +2,000 | $41.26 | +$82,520 | 2,000 | 直接 | |
| 2023/4/21 | Common Stock | S賣出處分 | −2,000 | $297.92F4 | −$595,840 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/21 | Common Stock | M行使選擇權處分 | −2,000 | $0.00 | $0 | 7,567 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −2,000 | $0.00 | $0 | 5,567 | 直接 | |
| 2023/4/21 | Common Stock | M行使選擇權處分 | −2,000 | $0.00 | $0 | 3,567 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.42 to $299.21 as follows: 384 shares at $296.42 - $297.12; 1,216 shares at $297.57 -$298.50; 400 shares at $298.58 - $299.21. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.56 to $299.20 as follows: 404 shares sold at $296.56 - 297.56; 1,201 shares sold at $297.6 - $298.59; and 395 shares sold at $298.61 - $299.20. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.42 to $299.23 as follows: 366 shares sold at $296.42 - 297.14; 1,254 shares sold at $297.52 - $298.46; 380 shares sold at $298.63 - $299.23. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。