Barratt Craig H's Form 4 filing
Intuitive Surgical Inc (ISRG) · filed Apr 24, 2023
- Accession no.
- 0001035267-23-000097
- Filed
- Apr 24, 2023
- Trade date
- Apr 21, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.79M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barratt Craig HCIK 0001277620 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | MOption exerciseAcquired | +2,000 | $41.26 | +$82,520 | 2,000 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −2,000 | $297.92F2 | −$595,840 | 0 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseAcquired | +2,000 | $41.26 | +$82,520 | 2,000 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −2,000 | $297.93F3 | −$595,860 | 0 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseAcquired | +2,000 | $41.26 | +$82,520 | 2,000 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −2,000 | $297.92F4 | −$595,840 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 7,567 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 5,567 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 3,567 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.42 to $299.21 as follows: 384 shares at $296.42 - $297.12; 1,216 shares at $297.57 -$298.50; 400 shares at $298.58 - $299.21. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.56 to $299.20 as follows: 404 shares sold at $296.56 - 297.56; 1,201 shares sold at $297.6 - $298.59; and 395 shares sold at $298.61 - $299.20. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $296.42 to $299.23 as follows: 366 shares sold at $296.42 - 297.14; 1,254 shares sold at $297.52 - $298.46; 380 shares sold at $298.63 - $299.23. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.