Hastings Reed 的 Form 4 申報
Netflix Inc（NFLX），2023/7/5 申報
- 申報編號
- 0001033331-23-000002
- 申報時間
- 2023/7/5
- 交易日
- 2023/7/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,023 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hastings ReedCIK 0001033331 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權取得 | +23,415 | $35.59 | +$833,339.85 | 23,415 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −730 | $432.55F2 | −$315,761.5 | 22,685 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −1,427 | $433.58F3 | −$618,718.66 | 21,258 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −4,105 | $434.75F4 | −$1,784,648.75 | 17,153 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −4,058 | $435.49F5 | −$1,767,218.42 | 13,095 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −4,269 | $436.85F6 | −$1,864,912.65 | 8,826 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −1,874 | $437.64F7 | −$820,137.36 | 6,952 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −1,861 | $438.95F8 | −$816,885.95 | 5,091 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −2,908 | $439.88F9 | −$1,279,171.04 | 2,183 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −2,083 | $441.13F10 | −$918,873.79 | 100 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −100 | $441.50 | −$44,150 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權處分 | −23,415 | $0.00 | $0 | 0 | 直接 | |
| 2023/7/3 | Common Stock | A公司授予取得 | +1,180 | $0.00 | $0 | 1,180 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $432.11 to $432.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $433.1343 to $434.0487. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $434.1706 to $435.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $435.19 to $436.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $436.3173 to $437.301. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $437.33 to $438.2667. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $438.33 to $439.3151. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $439.33 to $440.3221. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $440.40 to $441.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。