Hastings Reed's Form 4 filing
Netflix Inc (NFLX) · filed Jul 5, 2023
- Accession no.
- 0001033331-23-000002
- Filed
- Jul 5, 2023
- Trade date
- Jul 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hastings ReedCIK 0001033331 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Common Stock | MOption exerciseAcquired | +23,415 | $35.59 | +$833,339.85 | 23,415 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −730 | $432.55F2 | −$315,761.5 | 22,685 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −1,427 | $433.58F3 | −$618,718.66 | 21,258 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −4,105 | $434.75F4 | −$1,784,648.75 | 17,153 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −4,058 | $435.49F5 | −$1,767,218.42 | 13,095 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −4,269 | $436.85F6 | −$1,864,912.65 | 8,826 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −1,874 | $437.64F7 | −$820,137.36 | 6,952 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −1,861 | $438.95F8 | −$816,885.95 | 5,091 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −2,908 | $439.88F9 | −$1,279,171.04 | 2,183 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −2,083 | $441.13F10 | −$918,873.79 | 100 | Direct | |
| Jul 3, 2023 | Common Stock | SSaleDisposed | −100 | $441.50 | −$44,150 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2023 | Common Stock | MOption exerciseDisposed | −23,415 | $0.00 | $0 | 0 | Direct | |
| Jul 3, 2023 | Common Stock | AGrant or awardAcquired | +1,180 | $0.00 | $0 | 1,180 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $432.11 to $432.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $433.1343 to $434.0487. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $434.1706 to $435.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $435.19 to $436.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $436.3173 to $437.301. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $437.33 to $438.2667. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $438.33 to $439.3151. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $439.33 to $440.3221. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $440.40 to $441.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.