Schappaugh Peggy 的 Form 4/A 修正申報
修正Carriage Services Inc（CSV），2024/3/20 申報
- 申報編號
- 0001016281-24-000058
- 申報時間
- 2024/3/20
- 交易日
- 2024/2/21-2/22
- 申報延遲
- 28 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/2/23
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1.83 萬。交易後 28 天申報。
這份修正申報取代了 0001016281-24-000028（2024/2/23 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schappaugh PeggyCIK 0001806645 | 其他：SVP - Operations & Acquisition |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/21 | Common Stock | A公司授予取得 | +9,960 | $24.48 | +$243,820.8 | 37,575 | 直接 | |
| 2024/2/22 | Common Stock | S賣出處分 | −714 | $25.58 | −$18,264.12 | 36,861 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/21 | Common Stock | A公司授予取得 | +23,580 | –F3 | – | 23,580 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
- F2
Represents shares withheld on February 22, 2024 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.
- F3
Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
表 II 有 1 筆交易的價格引用這則附註。
- F4
Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
- F5
Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
- F6
Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.
- F7
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.
- F8
Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.
- F9
Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017.
備註
This amended Form 4 is being filed solely to correct the filer's inadvertent failure to check the box that the Reporting Person is no longer subject to Section 16. All other information reported in the Form 4 remains the same.