Schappaugh Peggy's Form 4/A amendment
AmendedCarriage Services Inc (CSV) · filed Mar 20, 2024
- Accession no.
- 0001016281-24-000058
- Filed
- Mar 20, 2024
- Trade date
- Feb 21-22, 2024
- Filing delay
- 28 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 23, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $18.3K. It was filed 28 days after the trade.
This amendment replaces 0001016281-24-000028 (filed Feb 23, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schappaugh PeggyCIK 0001806645 | Other: SVP - Operations & Acquisition |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Common Stock | AGrant or awardAcquired | +9,960 | $24.48 | +$243,820.8 | 37,575 | Direct | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −714 | $25.58 | −$18,264.12 | 36,861 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Common Stock | AGrant or awardAcquired | +23,580 | –F3 | – | 23,580 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
- F2
Represents shares withheld on February 22, 2024 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.
- F3
Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
Referenced by the price of 1 transaction in Table II.
- F4
Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
- F5
Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
- F6
Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.
- F7
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.
- F8
Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.
- F9
Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017.
Remarks
This amended Form 4 is being filed solely to correct the filer's inadvertent failure to check the box that the Reporting Person is no longer subject to Section 16. All other information reported in the Form 4 remains the same.