Zimmel Joseph 的 Form 4 申報
Factset Research Systems Inc（FDS），2021/7/20 申報
- 申報編號
- 0001013237-21-000077
- 申報時間
- 2021/7/20
- 交易日
- 2021/7/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $192.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Zimmel JosephCIK 0001171720 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/16 | Common Stock | M行使選擇權取得 | +2,307 | $138.48 | +$319,473.36 | 4,711 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權取得 | +3,545 | $146.82 | +$520,476.9 | 8,256 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權取得 | +3,086 | $170.24 | +$525,360.64 | 11,342 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權取得 | +2,838 | $197.75 | +$561,214.5 | 14,180 | 直接 | |
| 2021/7/16 | Common Stock | S賣出處分 | −934 | $342.42F1 | −$319,820.28 | 13,246 | 直接 | |
| 2021/7/16 | Common Stock | S賣出處分 | −1,521 | $342.22F2 | −$520,516.62 | 11,725 | 直接 | |
| 2021/7/16 | Common Stock | S賣出處分 | −1,532 | $342.99F3 | −$525,460.68 | 10,193 | 直接 | |
| 2021/7/16 | Common Stock | S賣出處分 | −1,639 | $342.57F4 | −$561,472.23 | 8,554 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/16 | Common Stock | M行使選擇權處分 | −2,307 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權處分 | −3,545 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權處分 | −3,086 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/16 | Common Stock | M行使選擇權處分 | −2,838 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades with sales prices ranging from $342.40 to $342.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades with sales prices ranging from $341.78 to $342.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades with sales prices ranging from $342.40 to $343.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades with sales prices ranging from $342.37 to $342.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。