Zimmel Joseph's Form 4 filing
Factset Research Systems Inc (FDS) · filed Jul 20, 2021
- Accession no.
- 0001013237-21-000077
- Filed
- Jul 20, 2021
- Trade date
- Jul 16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.93M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zimmel JosephCIK 0001171720 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +2,307 | $138.48 | +$319,473.36 | 4,711 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +3,545 | $146.82 | +$520,476.9 | 8,256 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +3,086 | $170.24 | +$525,360.64 | 11,342 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +2,838 | $197.75 | +$561,214.5 | 14,180 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −934 | $342.42F1 | −$319,820.28 | 13,246 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −1,521 | $342.22F2 | −$520,516.62 | 11,725 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −1,532 | $342.99F3 | −$525,460.68 | 10,193 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −1,639 | $342.57F4 | −$561,472.23 | 8,554 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −2,307 | $0.00 | $0 | 0 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −3,545 | $0.00 | $0 | 0 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −3,086 | $0.00 | $0 | 0 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −2,838 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades with sales prices ranging from $342.40 to $342.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades with sales prices ranging from $341.78 to $342.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades with sales prices ranging from $342.40 to $343.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades with sales prices ranging from $342.37 to $342.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.