Ludwig David Van 的 Form 4/A 修正申報
修正Heritage Global Inc.（HGBL），2025/3/28 申報
- 申報編號
- 0000950170-25-046743
- 申報時間
- 2025/3/28
- 交易日
- 2024/11/19
- 申報延遲
- 129 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2024/11/20
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $1.61 萬。交易後 129 天申報。
這份修正申報取代了 0000950170-24-129301（2024/11/20 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ludwig David VanCIK 0001628293 | 董事、高階主管（President of subsidiary） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/19 | Common Stock | S賣出處分 | −10,000 | $1.61F2 | −$16,100 | 1,029,304 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares.