Ludwig David Van's Form 4/A amendment
AmendedHeritage Global Inc. (HGBL) · filed Mar 28, 2025
- Accession no.
- 0000950170-25-046743
- Filed
- Mar 28, 2025
- Trade date
- Nov 19, 2024
- Filing delay
- 129 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Nov 20, 2024
This filing lists 1 non-derivative transaction. Open-market sales total $16.1K. It was filed 129 days after the trade.
This amendment replaces 0000950170-24-129301 (filed Nov 20, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ludwig David VanCIK 0001628293 | Director, Officer (President of subsidiary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | SSaleDisposed | −10,000 | $1.61F2 | −$16,100 | 1,029,304 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares.