Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2024/9/18 申報
- 申報編號
- 0000950170-24-107849
- 申報時間
- 2024/9/18
- 交易日
- 2024/9/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $753.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/16 | Common Stock | M行使選擇權取得 | +5,472 | $215.92F1 | +$1,181,514.24 | 27,019.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −427 | $1,366.87F2 | −$583,653.49 | 26,592.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −700 | $1,368.32 | −$957,824 | 25,892.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −382 | $1,371.06F3 | −$523,744.92 | 25,510.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −208 | $1,373.40F4 | −$285,667.2 | 25,302.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −380 | $1,374.78F5 | −$522,416.4 | 24,922.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −816 | $1,377.48F6 | −$1,124,023.68 | 24,106.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −4 | $1,378.30 | −$5,513.2 | 24,102.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −1,724 | $1,379.95F7 | −$2,379,033.8 | 22,378.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −200 | $1,380.64 | −$276,128 | 22,178.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −56 | $1,382.14 | −$77,399.84 | 22,122.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −175 | $1,383.61 | −$242,131.75 | 21,947.51 | 間接 | |
| 2024/9/16 | Common Stock | S賣出處分 | −400 | $1,385.64 | −$554,256 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/16 | Common Stock | M行使選擇權處分 | −5,472 | $0.00 | $0 | 105,842 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,366.2800 - $1,367.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,370.9800 - $1,371.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,373.3350 - $1,373.4800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,374.7750 - $1,374.7800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,377.1900 - $1,378.0300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,379.5100 - $1,380.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。