Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Sep 18, 2024
- Accession no.
- 0000950170-24-107849
- Filed
- Sep 18, 2024
- Trade date
- Sep 16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.53M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Common Stock | MOption exerciseAcquired | +5,472 | $215.92F1 | +$1,181,514.24 | 27,019.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −427 | $1,366.87F2 | −$583,653.49 | 26,592.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −700 | $1,368.32 | −$957,824 | 25,892.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −382 | $1,371.06F3 | −$523,744.92 | 25,510.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −208 | $1,373.40F4 | −$285,667.2 | 25,302.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −380 | $1,374.78F5 | −$522,416.4 | 24,922.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −816 | $1,377.48F6 | −$1,124,023.68 | 24,106.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −4 | $1,378.30 | −$5,513.2 | 24,102.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −1,724 | $1,379.95F7 | −$2,379,033.8 | 22,378.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −200 | $1,380.64 | −$276,128 | 22,178.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −56 | $1,382.14 | −$77,399.84 | 22,122.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −175 | $1,383.61 | −$242,131.75 | 21,947.51 | Indirect | |
| Sep 16, 2024 | Common Stock | SSaleDisposed | −400 | $1,385.64 | −$554,256 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2024 | Common Stock | MOption exerciseDisposed | −5,472 | $0.00 | $0 | 105,842 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,366.2800 - $1,367.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,370.9800 - $1,371.0600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,373.3350 - $1,373.4800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,374.7750 - $1,374.7800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,377.1900 - $1,378.0300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,379.5100 - $1,380.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.