Thomist Fund, LP 的 Form 4 申報
Peabody Energy CorpBTU，2024/8/26 申報
- 申報編號
- 0000950170-24-100744
- 申報時間
- 2024/8/26 20:21 ET
- 交易日
- 2024/8/14-8/16
- 申報延遲
- 12 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、6 筆衍生性交易。交易後 12 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Thomist Fund, LPCIK 0001767804 | 持股 10% 以上大股東 |
| Thomist Capital Management, LPCIK 0001767809 | 持股 10% 以上大股東 |
| Kuzma Brian L.CIK 0002034077 | 持股 10% 以上大股東 |
| Thomist Capital, LLCCIK 0002034081 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/14 | Common Stock | P買進取得 | +24,300 | –F1 | – | 3,230,091 | 間接 | |
| 2024/8/14 | Common Stock | P買進取得 | +48,600 | –F1 | – | 1,617,455 | 間接 | |
| 2024/8/14 | Common Stock | P買進取得 | +24,300 | –F1 | – | 808,726 | 間接 | |
| 2024/8/15 | Common Stock | X行使價內選擇權取得 | +31,800 | $23.00 | +$731,400 | 1,649,255 | 間接 | |
| 2024/8/15 | Common Stock | X行使價內選擇權取得 | +26,000 | $23.00 | +$598,000 | 834,726 | 間接 | |
| 2024/8/16 | Common Stock | X行使價內選擇權取得 | +20,100 | $23.00 | +$462,300 | 1,669,355 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/15 | Common Stock | X行使價內選擇權處分 | −31,800 | $0.00 | $0 | 201 | 間接 | |
| 2024/8/15 | Common Stock | X行使價內選擇權處分 | −26,000 | $0.00 | $0 | 0 | 間接 | |
| 2024/8/16 | Common Stock | X行使價內選擇權處分 | −20,100 | $0.00 | $0 | 0 | 間接 | |
| 2024/8/16 | Common Stock | S賣出處分 | −825,700 | –F7 | – | 26,743 | 間接 | |
| 2024/8/16 | Common Stock | S賣出處分 | −582,900 | –F7 | – | 17,504 | 間接 | |
| 2024/8/16 | Common Stock | S賣出處分 | −291,400 | –F7 | – | 8,753 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.81 to $21.905, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F7
These contracts were sold in two transactions at prices of $26.72 per contract for the first 15,000 contracts and $20 per contract for the remaining portion.
表 II 有 3 筆交易的價格引用這則附註。
備註
The Reporting Persons realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of transactions in the Issuer's securities reported herein. On August 24, 2024, the Reporting Persons agreed to disgorge $25,386.48 to the Issuer, representing the short-swing profits realized by the Reporting Persons