Thomist Fund, LP's Form 4 filing
Peabody Energy Corp (BTU) · filed Aug 26, 2024
- Accession no.
- 0000950170-24-100744
- Filed
- Aug 26, 2024, 8:21 PM ET
- Trade date
- Aug 14-16, 2024
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 6 derivative transactions. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomist Fund, LPCIK 0001767804 | 10% Owner |
| Thomist Capital Management, LPCIK 0001767809 | 10% Owner |
| Kuzma Brian L.CIK 0002034077 | 10% Owner |
| Thomist Capital, LLCCIK 0002034081 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock | PPurchaseAcquired | +24,300 | – | – | 3,230,091 | Indirect | |
| Aug 14, 2024 | Common Stock | PPurchaseAcquired | +48,600 | – | – | 1,617,455 | Indirect | |
| Aug 14, 2024 | Common Stock | PPurchaseAcquired | +24,300 | – | – | 808,726 | Indirect | |
| Aug 15, 2024 | Common Stock | XIn-the-money exerciseAcquired | +31,800 | $23.00 | +$731,400 | 1,649,255 | Indirect | |
| Aug 15, 2024 | Common Stock | XIn-the-money exerciseAcquired | +26,000 | $23.00 | +$598,000 | 834,726 | Indirect | |
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseAcquired | +20,100 | $23.00 | +$462,300 | 1,669,355 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | XIn-the-money exerciseDisposed | −31,800 | $0.00 | $0 | 201 | Indirect | |
| Aug 15, 2024 | Common Stock | XIn-the-money exerciseDisposed | −26,000 | $0.00 | $0 | 0 | Indirect | |
| Aug 16, 2024 | Common Stock | XIn-the-money exerciseDisposed | −20,100 | $0.00 | $0 | 0 | Indirect | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −825,700 | – | – | 26,743 | Indirect | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −582,900 | – | – | 17,504 | Indirect | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −291,400 | – | – | 8,753 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.