Monroe William 的 Form 4 申報
Nine Energy Service, Inc.NINE，2024/6/25 申報
- 申報編號
- 0000950170-24-077213
- 申報時間
- 2024/6/25 14:59 ET
- 交易日
- 2024/6/3-6/17
- 申報延遲
- 22 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、4 筆衍生性交易。公開市場買進合計 $186.2 萬。交易後 22 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Monroe WilliamCIK 0001878229 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/6 | Common Stock, par value $0.01 per share | P買進取得 | +765,488 | $1.61F1 | +$1,232,435.68 | 3,000,000 | 直接 | |
| 2024/6/13 | Common Stock, par value $0.01 per share | P買進取得 | +152,639 | $1.46F2 | +$222,852.94 | 3,152,639 | 直接 | |
| 2024/6/14 | Common Stock, par value $0.01 per share | P買進取得 | +251,999 | $1.47F3 | +$370,438.53 | 3,404,638 | 直接 | |
| 2024/6/17 | Common Stock, par value $0.01 per share | P買進取得 | +25,000 | $1.47F4 | +$36,750 | 3,429,638 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/6/3 | Common Stock, par value $0.01 per share | P買進取得 | +200 | $0.225F5 | +$0.45 | 15,651 | 直接 | |
| 2024/6/6 | Common Stock, par value $0.01 per share | P買進取得 | +30,200 | $0.53F6 | +$160.06 | 604 | 直接 | |
| 2024/6/7 | Common Stock, par value $0.01 per share | P買進取得 | +200 | $0.34 | +$15.3 | 15,696 | 直接 | |
| 2024/6/10 | Common Stock, par value $0.01 per share | P買進取得 | +200 | $0.526F7 | +$1.05 | 606 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.565-$1.68. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.44-$1.48. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.375-$1.52. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.455-$1.48. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.20-$0.50. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.45-$0.60. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 II 有 1 筆交易的價格引用這則附註。
- F7
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.50-$0.55. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
表 II 有 1 筆交易的價格引用這則附註。