Monroe William's Form 4 filing
Nine Energy Service, Inc.NINE · filed Jun 25, 2024
- Accession no.
- 0000950170-24-077213
- Filed
- Jun 25, 2024, 2:59 PM ET
- Trade date
- Jun 3-17, 2024
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market purchases total $1.86M. It was filed 22 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Monroe WilliamCIK 0001878229 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +765,488 | $1.61F1 | +$1,232,435.68 | 3,000,000 | Direct | |
| Jun 13, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +152,639 | $1.46F2 | +$222,852.94 | 3,152,639 | Direct | |
| Jun 14, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +251,999 | $1.47F3 | +$370,438.53 | 3,404,638 | Direct | |
| Jun 17, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +25,000 | $1.47F4 | +$36,750 | 3,429,638 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +200 | $0.225F5 | +$0.45 | 15,651 | Direct | |
| Jun 6, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +30,200 | $0.53F6 | +$160.06 | 604 | Direct | |
| Jun 7, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +200 | $0.34 | +$15.3 | 15,696 | Direct | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +200 | $0.526F7 | +$1.05 | 606 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.565-$1.68. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.44-$1.48. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.375-$1.52. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $1.455-$1.48. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.20-$0.50. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table II.
- F6
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.45-$0.60. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table II.
- F7
The reported price is the weighted average purchase price for the transactions reported on that line. Purchases were made at a purchase price of between $0.50-$0.55. The Reporting Person will provide to the Staff, the issuer, or a security holder full information regarding the number of shares purchased or sold at each separate price upon request.
Referenced by the price of 1 transaction in Table II.