Stein Kevin M 的 Form 4 申報
TransDigm Group INC（TDG），2024/3/13 申報
- 申報編號
- 0000950170-24-030783
- 申報時間
- 2024/3/13
- 交易日
- 2024/3/12
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 15 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,165 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stein Kevin MCIK 0001431675 | 高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/12 | Common Stock | M行使選擇權取得 | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −1,625 | $1,156.88F2 | −$1,879,930 | 16,533 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −400 | $1,158.49F3 | −$463,396 | 16,133 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −400 | $1,159.93F4 | −$463,972 | 15,733 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −300 | $1,160.83F5 | −$348,249 | 15,433 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −1,000 | $1,162.53F6 | −$1,162,530 | 14,433 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −508 | $1,163.91F7 | −$591,266.28 | 13,925 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −1,082 | $1,164.83F8 | −$1,260,346.06 | 12,843 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −951 | $1,166.00F9 | −$1,108,866 | 11,892 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −259 | $1,167.25F10 | −$302,317.75 | 11,633 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −599 | $1,168.37F11 | −$699,853.63 | 11,034 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −336 | $1,169.54F12 | −$392,965.44 | 10,698 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −135 | $1,170.72F13 | −$158,047.2 | 10,563 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −2,148 | $1,172.32F14 | −$2,518,143.36 | 8,415 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −257 | $1,173.14F15 | −$301,496.98 | 8,158 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/12 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 203,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,156.7278 - $1,157.2600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,158.1200- $1,158.8600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,159.6600 - $1,160.2200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,160.6700- $1,161.1400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,161.9700 - $1,162.8950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,163.4900 - $1,164.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,164.5600 - $1,165.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,165.5600 - $1,166.5350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $ 1,166.8150 - $1,167.5600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,167.9400 - $1,168.8950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,169.0100 - $1,169.8450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,170.2300 - $1,170.8650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,171.7500 - $1,172.7300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,172.8500- $1,173.1700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。