Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Mar 13, 2024
- Accession no.
- 0000950170-24-030783
- Filed
- Mar 13, 2024
- Trade date
- Mar 12, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,625 | $1,156.88F2 | −$1,879,930 | 16,533 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −400 | $1,158.49F3 | −$463,396 | 16,133 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −400 | $1,159.93F4 | −$463,972 | 15,733 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −300 | $1,160.83F5 | −$348,249 | 15,433 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,000 | $1,162.53F6 | −$1,162,530 | 14,433 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −508 | $1,163.91F7 | −$591,266.28 | 13,925 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,082 | $1,164.83F8 | −$1,260,346.06 | 12,843 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −951 | $1,166.00F9 | −$1,108,866 | 11,892 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −259 | $1,167.25F10 | −$302,317.75 | 11,633 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −599 | $1,168.37F11 | −$699,853.63 | 11,034 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −336 | $1,169.54F12 | −$392,965.44 | 10,698 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −135 | $1,170.72F13 | −$158,047.2 | 10,563 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −2,148 | $1,172.32F14 | −$2,518,143.36 | 8,415 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −257 | $1,173.14F15 | −$301,496.98 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 203,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,156.7278 - $1,157.2600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,158.1200- $1,158.8600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,159.6600 - $1,160.2200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,160.6700- $1,161.1400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,161.9700 - $1,162.8950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,163.4900 - $1,164.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,164.5600 - $1,165.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,165.5600 - $1,166.5350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $ 1,166.8150 - $1,167.5600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,167.9400 - $1,168.8950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,169.0100 - $1,169.8450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,170.2300 - $1,170.8650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,171.7500 - $1,172.7300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,172.8500- $1,173.1700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.