Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2024/1/18 申報
- 申報編號
- 0000950170-24-005436
- 申報時間
- 2024/1/18
- 交易日
- 2024/1/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 13 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $360.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/16 | Common Stock | M行使選擇權取得 | +3,530 | $172.84F1 | +$610,125.2 | 25,077.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −177 | $1,018.05F2 | −$180,194.85 | 24,900.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −542 | $1,018.94F3 | −$552,265.48 | 24,358.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −691 | $1,019.87F4 | −$704,730.17 | 23,667.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −307 | $1,020.80F5 | −$313,385.6 | 23,360.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −286 | $1,023.23F6 | −$292,643.78 | 23,074.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −300 | $1,024.40F7 | −$307,320 | 22,774.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −210 | $1,025.23F8 | −$215,298.3 | 22,564.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −372 | $1,026.33F9 | −$381,794.76 | 22,192.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −246 | $1,027.23F10 | −$252,698.58 | 21,946.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −77 | $1,028.21F11 | −$79,172.17 | 21,869.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −3 | $1,028.98 | −$3,086.94 | 21,866.51 | 間接 | |
| 2024/1/16 | Common Stock | S賣出處分 | −319 | $1,022.02F12 | −$326,024.38 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/16 | Common Stock | M行使選擇權處分 | −3,530 | $0.00 | $0 | 36,324 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,017.42 - $1,018.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,018.46 - $1,019.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,019.52 - $1,020.5050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,020.55 - $1,021.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,022.75 - $1,023.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,023.75 - $1,024.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,024.79 - $1,025.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,025.82 - $1,026.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,026.82 - $1,027.5550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,027.95 - $1,028.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,021.5750 - $1,022.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。