Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jan 18, 2024
- Accession no.
- 0000950170-24-005436
- Filed
- Jan 18, 2024
- Trade date
- Jan 16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.61M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +3,530 | $172.84F1 | +$610,125.2 | 25,077.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −177 | $1,018.05F2 | −$180,194.85 | 24,900.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −542 | $1,018.94F3 | −$552,265.48 | 24,358.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −691 | $1,019.87F4 | −$704,730.17 | 23,667.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −307 | $1,020.80F5 | −$313,385.6 | 23,360.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −286 | $1,023.23F6 | −$292,643.78 | 23,074.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −300 | $1,024.40F7 | −$307,320 | 22,774.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −210 | $1,025.23F8 | −$215,298.3 | 22,564.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −372 | $1,026.33F9 | −$381,794.76 | 22,192.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −246 | $1,027.23F10 | −$252,698.58 | 21,946.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −77 | $1,028.21F11 | −$79,172.17 | 21,869.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −3 | $1,028.98 | −$3,086.94 | 21,866.51 | Indirect | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −319 | $1,022.02F12 | −$326,024.38 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −3,530 | $0.00 | $0 | 36,324 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,017.42 - $1,018.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,018.46 - $1,019.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,019.52 - $1,020.5050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,020.55 - $1,021.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,022.75 - $1,023.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,023.75 - $1,024.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,024.79 - $1,025.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,025.82 - $1,026.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,026.82 - $1,027.5550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,027.95 - $1,028.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,021.5750 - $1,022.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.