Howley W Nicholas 的 Form 4 申報
TransDigm Group INC（TDG），2024/1/12 申報
- 申報編號
- 0000950170-24-004119
- 申報時間
- 2024/1/12
- 交易日
- 2024/1/10-1/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $5,375 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Howley W NicholasCIK 0001352573 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/10 | Common Stock | M行使選擇權取得 | +38,863 | $172.84F1 | +$6,717,080.92 | 60,410.51 | 間接 | |
| 2024/1/10 | Common Stock | S賣出處分 | −38,221 | $1,015.03F2 | −$38,795,461.63 | 22,189.51 | 間接 | |
| 2024/1/10 | Common Stock | S賣出處分 | −575 | $1,016.20F3 | −$584,315 | 21,614.51 | 間接 | |
| 2024/1/10 | Common Stock | S賣出處分 | −67 | $1,017.21F4 | −$68,153.07 | 21,547.51 | 間接 | |
| 2024/1/11 | Common Stock | M行使選擇權取得 | +14,087 | $172.84F1 | +$2,434,797.08 | 35,634.51 | 間接 | |
| 2024/1/11 | Common Stock | S賣出處分 | −14,087 | $1,015.00 | −$14,298,305 | 21,547.51 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/10 | Common Stock | M行使選擇權處分 | −38,863 | $0.00 | $0 | 53,941 | 間接 | |
| 2024/1/11 | Common Stock | M行使選擇權處分 | −14,087 | $0.00 | $0 | 39,854 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
表 I 有 2 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,015.0000 - $1,015.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,016.0000 - $1,016.4700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,017.0750 - $1,017.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。