Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jan 12, 2024
- Accession no.
- 0000950170-24-004119
- Filed
- Jan 12, 2024
- Trade date
- Jan 10-11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $53.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2024 | Common Stock | MOption exerciseAcquired | +38,863 | $172.84F1 | +$6,717,080.92 | 60,410.51 | Indirect | |
| Jan 10, 2024 | Common Stock | SSaleDisposed | −38,221 | $1,015.03F2 | −$38,795,461.63 | 22,189.51 | Indirect | |
| Jan 10, 2024 | Common Stock | SSaleDisposed | −575 | $1,016.20F3 | −$584,315 | 21,614.51 | Indirect | |
| Jan 10, 2024 | Common Stock | SSaleDisposed | −67 | $1,017.21F4 | −$68,153.07 | 21,547.51 | Indirect | |
| Jan 11, 2024 | Common Stock | MOption exerciseAcquired | +14,087 | $172.84F1 | +$2,434,797.08 | 35,634.51 | Indirect | |
| Jan 11, 2024 | Common Stock | SSaleDisposed | −14,087 | $1,015.00 | −$14,298,305 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2024 | Common Stock | MOption exerciseDisposed | −38,863 | $0.00 | $0 | 53,941 | Indirect | |
| Jan 11, 2024 | Common Stock | MOption exerciseDisposed | −14,087 | $0.00 | $0 | 39,854 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 2 transactions in Table I.
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,015.0000 - $1,015.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,016.0000 - $1,016.4700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $1,017.0750 - $1,017.2100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.