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Abell Alexander I. 的 Form 4 申報

Ridgepost Capital, Inc.(RPC),2023/12/1 申報

申報編號
0000950170-23-067154
申報時間
2023/12/1
交易日
2023/10/13-11/29
申報延遲
49 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $33.5 萬。交易後 49 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Abell Alexander I.CIK 0001888941其他:See Remarks

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/10/13Class A Common StockC轉換取得+457,496–F1,F2–471,941直接
2023/11/20Class A Common StockS賣出處分−14,445$9.43−$136,216.35457,496直接
2023/11/29Class A Common StockS賣出處分−10,000$9.90−$99,000447,496直接
2023/11/29Class A Common StockS賣出處分−10,000$10.00−$100,000437,496直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/10/13Class A Common StockC轉換處分−457,496–F1,F2–914,993直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

F2

Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

備註

The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)