Abell Alexander I.'s Form 4 filing
Ridgepost Capital, Inc. (RPC) · filed Dec 1, 2023
- Accession no.
- 0000950170-23-067154
- Filed
- Dec 1, 2023
- Trade date
- Oct 13-Nov 29, 2023
- Filing delay
- 49 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $335.2K. It was filed 49 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Abell Alexander I.CIK 0001888941 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2023 | Class A Common Stock | CConversionAcquired | +457,496 | –F1,F2 | – | 471,941 | Direct | |
| Nov 20, 2023 | Class A Common Stock | SSaleDisposed | −14,445 | $9.43 | −$136,216.35 | 457,496 | Direct | |
| Nov 29, 2023 | Class A Common Stock | SSaleDisposed | −10,000 | $9.90 | −$99,000 | 447,496 | Direct | |
| Nov 29, 2023 | Class A Common Stock | SSaleDisposed | −10,000 | $10.00 | −$100,000 | 437,496 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Remarks
The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock.