Clay Craig 的 Form 4 申報
Donnelley Financial Solutions, Inc.DFIN，2023/8/31 申報
- 申報編號
- 0000950170-23-045839
- 申報時間
- 2023/8/31
- 交易日
- 2023/8/29-8/31
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $90.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Clay CraigCIK 0001847703 | 高階主管（President, GCM） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/29 | Common Stock | M行使選擇權取得 | +1,212 | $17.65 | +$21,391.8 | 136,417 | 直接 | |
| 2023/8/29 | Common Stock | S賣出處分 | −1,212 | $49.51F2 | −$60,006.12 | 135,205 | 直接 | |
| 2023/8/30 | Common Stock | M行使選擇權取得 | +3,664 | $17.65 | +$64,669.6 | 138,869 | 直接 | |
| 2023/8/30 | Common Stock | S賣出處分 | −3,664 | $49.53F3 | −$181,477.92 | 135,205 | 直接 | |
| 2023/8/31 | Common Stock | M行使選擇權取得 | +13,449 | $17.65 | +$237,374.85 | 148,654 | 直接 | |
| 2023/8/31 | Common Stock | S賣出處分 | −13,449 | $49.65F4 | −$667,742.85 | 135,205 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/29 | Common Stock | M行使選擇權處分 | −1,212 | $0.00 | $0 | 18,688 | 直接 | |
| 2023/8/30 | Common Stock | M行使選擇權處分 | −3,664 | $0.00 | $0 | 15,024 | 直接 | |
| 2023/8/31 | Common Stock | M行使選擇權處分 | −13,449 | $0.00 | $0 | 1,575 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.68 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit Index Exhibit 24 - Power of Attorney