Clay Craig's Form 4 filing
Donnelley Financial Solutions, Inc.DFIN · filed Aug 31, 2023
- Accession no.
- 0000950170-23-045839
- Filed
- Aug 31, 2023
- Trade date
- Aug 29-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $909.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clay CraigCIK 0001847703 | Officer (President, GCM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | MOption exerciseAcquired | +1,212 | $17.65 | +$21,391.8 | 136,417 | Direct | |
| Aug 29, 2023 | Common Stock | SSaleDisposed | −1,212 | $49.51F2 | −$60,006.12 | 135,205 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseAcquired | +3,664 | $17.65 | +$64,669.6 | 138,869 | Direct | |
| Aug 30, 2023 | Common Stock | SSaleDisposed | −3,664 | $49.53F3 | −$181,477.92 | 135,205 | Direct | |
| Aug 31, 2023 | Common Stock | MOption exerciseAcquired | +13,449 | $17.65 | +$237,374.85 | 148,654 | Direct | |
| Aug 31, 2023 | Common Stock | SSaleDisposed | −13,449 | $49.65F4 | −$667,742.85 | 135,205 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2023 | Common Stock | MOption exerciseDisposed | −1,212 | $0.00 | $0 | 18,688 | Direct | |
| Aug 30, 2023 | Common Stock | MOption exerciseDisposed | −3,664 | $0.00 | $0 | 15,024 | Direct | |
| Aug 31, 2023 | Common Stock | MOption exerciseDisposed | −13,449 | $0.00 | $0 | 1,575 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.68 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit Index Exhibit 24 - Power of Attorney