O'Neill Mitra 的 Form 4/A 修正申報
修正Apollo Global Management, Inc.（APO），2022/2/23 申報
- 申報編號
- 0000950142-22-000796
- 申報時間
- 2022/2/23
- 交易日
- 2022/1/1
- 申報延遲
- 53 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/1/3
這份申報列了 2 筆非衍生性交易、2 筆衍生性交易。交易後 53 天申報。
這份修正申報取代了 0000950142-22-000142（2022/1/3 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| O'Neill MitraCIK 0001761271 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/1 | Common stock | S賣出取得 | +1,000 | $1,300.00 | +$13,000 | 10 | 間接 | |
| 2022/1/1 | Common stock | S賣出取得 | +1,000 | $912.00 | +$9,120 | 10 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)
表 I 有 2 筆交易的價格引用這則附註。
- F2
(Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.
表 I 有 2 筆交易的價格引用這則附註。
- F3
These short put options on shares of AGM were acquired on December 2, 2021, and are being held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party managed account.
- F4
These short put options on shares of AGM were acquired on December 31, 2021, and are being held, by a third-party independently managed account that belongs to an entity controlled by the reporting person's spouse and over which the reporting person's spouse has pecuniary interest. The reporting person does not have any investment power over such third-party independently managed account.
備註
Reporting Person is known professionally as Mitra Hormozi.